×

Generation of local unitary groups. (English) Zbl 1506.11057

An important problem in the theory of quadratic and hermitian forms is to find good generators for their orthogonal, resp. unitary groups. For example, one wants to show that such a group is generated by symmetries, i.e., isometries that fix elementwise some hyperplane. In the present paper, the authors study this problem in the following setting. Let \(K\) be a local field of characteristic \(0\) with ring of integers \({\mathcal O}_K\), let \(E\) be a two-dimensional étale \(K\)-algebra and \({\mathcal O}_E\) be the integral closure of \({\mathcal O}_K\) in \(E\), i.e., \(E\) is a quadratic field extension of \(K\) with ring of integers \({\mathcal O}_E\), or \(E=K\times K\) and \({\mathcal O}_E={\mathcal O}_K\times {\mathcal O}_K\). A hermitian \({\mathcal O}_E\)-lattice is a finitely generated \({\mathcal O}_E\)-module \(L\) equipped with a hermitian form with respect to the standard involution \(\alpha\mapsto\overline{\alpha}\) on \(E\) which is just the Galois involution in the case of a field extension, and which corresponds to swapping components in the case \(E=K\times K\). We always assume the hermitian form to be nondegenerate. Let \(U(L)\) denote the unitary group of the hermitian lattice \(L\). Two types of elements in \(U(L)\) are of particular interest: symmetries and so-called (rescaled) Eichler isometries that are of a more technical nature.
If \(E/K\) is a non-dyadic field extension, then it was shown by S. Böge [J. Reine Angew. Math. 221, 85–112 (1966; Zbl 0199.09202)] that \(U(L)\) is generated by symmetries. If \(E/K\) is a ramified dyadic field extension, K. Hayakawa [J. Fac. Sci., Univ. Tokyo, Sect. I 15, 1–11 (1968; Zbl 0244.20045)] showed that symmetries also suffice provided \(2\) is a prime element in \(K\) and \(K\neq {\mathbb Q}_2\), but that Eichler isometries will be needed in the case \(K={\mathbb Q}_2\). In the present paper, the authors treat all remaining cases. They show that \(U(L)\) is generated by symmetries in the split case \(E=K\times K\) as well as in the case of an unramified field extension \(E/K\), and that in the case of a general ramified field extension \(E/K\), then \(U(L)\) will always be generated by symmetries and rescaled Eichler isometries. In the Appendix, a refined version of the latter result is shown, namely that in the ramified case, \(U(L)\) can be generated by symmetries if and only if the residue field of \(E\) has more than \(2\) elements. While the split and unramified case can be dealt with by adapting some of the classical techniques developed by Böge, the ramified case requires a new approach involving Jordan splittings of lattices.
The authors point out that their results provide an alternative proof for the computation of the determinant groups of unitary lattices due to M. Kirschmer [Arch. Math. 113, No. 4, 337–347 (2019; Zbl 1461.11059)].

MSC:

11E39 Bilinear and Hermitian forms
11E08 Quadratic forms over local rings and fields
11E57 Classical groups
11H06 Lattices and convex bodies (number-theoretic aspects)
11H56 Automorphism groups of lattices

References:

[1] Bayer-Fluckiger, Eva; Taelman, Lenny, Automorphisms of even unimodular lattices and equivariant Witt groups, J. Eur. Math. Soc., 22, 11, 3467-3490 (2020), (in English) · Zbl 1458.11111
[2] Böge, Sigrid, Schiefhermitesche Formen über Zahlkörpern und Quaternionenschiefkörpern, J. Reine Angew. Math., 221, 85-112 (1966) · Zbl 0199.09202
[3] Dieudonné, Jean, Sur les groupes classiques, (Publ. Inst. Math. Univ. Strasbourg (N.S.), vol. 1. Publ. Inst. Math. Univ. Strasbourg (N.S.), vol. 1, 1945 (1948), Hermann et Cie: Hermann et Cie Paris) · Zbl 0037.01304
[4] Fröhlich, Albrecht, Local fields, (Algebraic Number Theory, Proc. Instructional Conf.. Algebraic Number Theory, Proc. Instructional Conf., Brighton, 1965 (1967), Thompson: Thompson Washington, D.C.), 1-41 · Zbl 1492.11160
[5] Hayakawa, Keizô, Generation of local integral unitary groups over an unramified dyadic local field, J. Fac. Sci., Univ. Tokyo, Sect. I, 15, 1-11 (1968) · Zbl 0244.20045
[6] Jacobowitz, Ronald, Hermitian forms over local fields, Am. J. Math., 84, 441-465 (1962) · Zbl 0118.01901
[7] Johnson, Arnold A., Integral representations of hermitian forms over local fields, J. Reine Angew. Math., 229, 57-80 (1968) · Zbl 0186.37001
[8] Kirschmer, Markus, Definite quadratic and hermitian forms with small class number (2016), RWTH Aachen University: RWTH Aachen University Aachen, Germany, Habilitationsschrift · Zbl 1332.11045
[9] Kirschmer, Markus, Automorphisms of even unimodular lattices over number fields, J. Number Theory, 197, 121-134 (2019) · Zbl 1412.11081
[10] Kirschmer, Markus, Determinant groups of Hermitian lattices over local fields, Arch. Math. (Basel), 113, 4, 337-347 (2019) · Zbl 1461.11059
[11] Kneser, Martin, Klassenzahlen indefiniter quadratischer Formen in drei oder mehr Veränderlichen, Arch. Math. (Basel), 7, 323-332 (1956) · Zbl 0071.27205
[12] McMullen, Curtis T., Automorphisms of projective K3 surfaces with minimum entropy, Invent. Math., 203, 1, 179-215 (2016) · Zbl 1364.37103
[13] Oguiso, Keiji; Yu, Xun, Minimum positive entropy of complex Enriques surface automorphisms, Duke Math. J., 169, 18, 3565-3606 (2020) · Zbl 1461.14052
[14] O’Meara, O. Timothy; Pollak, Barth, Generation of local integral orthogonal groups, Math. Z., 87, 385-400 (1965) · Zbl 0134.26404
[15] O’Meara, O. Timothy; Pollak, Barth, Generation of local integral orthogonal groups. II, Math. Z., 93, 171-188 (1966) · Zbl 0161.02303
[16] Serre, Jean-Pierre, Local Fields, Graduate Texts in Mathematics, vol. 67 (1979), Springer-Verlag: Springer-Verlag New York-Berlin, Translated from the French by Marvin Jay Greenberg · Zbl 0423.12016
[17] Shimura, Goro, Arithmetic of unitary groups, Ann. Math. (2), 79, 369-409 (1964) · Zbl 0144.29504
[18] Xu, Fei, Generation of integral orthogonal groups over dyadic local fields, Pac. J. Math., 167, 2, 385-398 (1995) · Zbl 0829.11021
This reference list is based on information provided by the publisher or from digital mathematics libraries. Its items are heuristically matched to zbMATH identifiers and may contain data conversion errors. In some cases that data have been complemented/enhanced by data from zbMATH Open. This attempts to reflect the references listed in the original paper as accurately as possible without claiming completeness or a perfect matching.